An investor that meets as least one of the following requirements:  (i) an individual with at least $1 million in assets under management with the advisor immediately after en ...

Under Internal Revenue Code (IRC) Section 897(I)(2), any trust, corporation, or other organization or arrangement) that satisfies five separate requirements:  (i) created or o ...

Includes qualified trusts under Internal Revenue Code (IRC) 401, educational organizations described in IRC 170(b)(1)(A)(ii) and their supporting organizations described in IRC 509 ...

Any employee benefit plan that is qualified by the Internal Revenue Code (IRC) as a tax-exempt plan; among other requirements, the plan's assets must be placed in trust for the ...

Under Section 2(a)(51) of the Investment Company Act:   (i) any natural person (including any person who holds a joint, community property, or other similar shared ownership i ...

A request for data or information from a database, database table or combination of tables.

A US federal law that provides for extended criminal penalties and a civil cause of action for acts performed as part of an ongoing criminal organization.

Independent firm engaged to rate the creditworthiness of securities for the benefit of investors.

A company that owns or finances income-producing real estate.  It may or may not be traded in the public markets and must meet a series of requirements regarding cash flow and ...

The period between the two latest highs or lows of a common benchmark; refers to trends or patterns that emerge during different business environments; often has four distinct phas ...